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TB MED 4 



TECHNICAL BULLETIN 



DOD HUMAN-ANIMAL BOND 
PRINCIPLES AND GUIDELINES 



APPROVED FOR PUBLIC RELEASE; 
DISTRIBUTION IS UNLIMITED 



HEADQUARTERS, DEPARTMENT OF THE ARMY 

16 JUNE 2003 



*TB MED 4 



This bulletin contains copyright material 



Technical Bulletin ^ 
Med No. 4 J 



HEADQUARTERS 

DEPARTMENT OF THE ARMY 

Washington, DC, 16 June 2003 



DOD HUMAN-ANIMAL BOND PRINCIPLES AND GUIDELINES 



Approved for public release; distribution is unlimited 



PREFACE 

The U.S. Army Veterinary Corps, Department of Defense (DOD) Executive Agent for Veterinary 
Services, has long been actively involved in human-animal bond (HAB) programs throughout the DOD. 
Based upon that experience, this publication has been prepared to provide guidance for others interested 
in utilizing HAB principles and programs in their own areas of operation. 



Paragraph Page 

Chapter 1. BACKGROUND 

Introduction 1-1 1-1 

Historical perspectives 1-2 1-1 

Chapter 2. MODERN MILITARY APPLICATIONS OF HAB 
PRINCIPLES (THREE MAIN CATEGORIES) 

Therapy 2-1 2-1 

Family and individual 2-2 2-1 

Utility 2-3 2-2 

Chapter 3. PROCEDURES FOR IMPLEMENTING HAB PROGRAMS AND APPLICATIONS 

Diagnosis and referral, family and individual, and utility HAB applications 3-1 3-1 

Therapy programs 3-2 3-1 

Appendix A. REFERENCES A-l 

B. THE U.S. ARMY VETERINARY CORPS— PROVIDING DIRECTION, LEADERSHIP, AND 

COORDINATION FOR HAB PROGRAMS IN THE DOD B-l 

C. THE PET IN THE MILITARY FAMILY AT TRANSFER TIME: IT IS NO SMALL MATTER C-l 

D. HAB RESEARCH PROTOCOL PROCEDURES D-l 

E. REQUIREMENTS FOR OFFICIALLY SANCTIONED HAB THERAPY 

PROGRAMS E-l 

F REQUIREMENTS FOR HEALTH ASSISTANCE ANIMALS IN 

THE MILITARY F-l 

G. THE ONGOING EVALUATION AND FOLLOWUP G-l 

Glossary Glossary-1 

Index Index-1 



*This technical bulletin, medical supersedes TB MED 4, 14 February 1992. 



TB MED 4 



CHAPTER 1 
BACKGROUND 



1-1. Introduction 

a. Animals' partnership with man predates writ- 
ten records. Earliest petroglyphs show man and 
beast hunting together. Mummified cats found in 
Egyptian pyramids provide evidence of the sacred 
role played by animals in this ancient culture. 

b. The animal's role in the military has a long 
history, from cavalry mounts to modern day mili- 
tary working dogs. But in today's modern military, 
does animal facilitated therapy (AFT) have a place 
in our military treatment facilities (MTFs)? 
Evidence strongly supports those that believe that 
there is. 

1-2. Historical perspectives 

a. Over the years we have seen an ever rising 
popularity of the animal as a companion of man. 
Increasing numbers of individuals consider their 
pet animal to be their best friend and/or helper and 
many families consider their pet to be an integral 
part of their family. 

b. Recently, animals have found their place in 
assisting the human healthcare professional. Such 
interspecies teamwork has been referred to as 
"animal facilitated therapy," "pet assisted psy- 
chotherapy," "pet therapy," or variations thereof. 

c. The first documented example of an animal 
facilitated therapy program in the United States 
occurred in a military setting. This was in the 
1940's at Pawling Air Force Convalescent Center 
in Pawling, New York. The center's farm and the 
nearby forest provided numerous animals for the 
veterans to interact with during their convales- 
cence. This interaction was purposefully encour- 
aged as a part of the treatment milieu. In 1942, a 
planned program involving dogs began at the 
facility. 

d. Following World War II, the next document- 
ed contribution to the human-animal bond (HAB) 
field occurred in the mid-1960's when Boris 
Levinson, a PhD psychologist, used his own dog as 
a "cotherapist" during individual counseling ses- 



sions. His results were so remarkable that he pub- 
licized his findings to what was then a skeptical 
group of colleagues. In the mid-1970's Drs. Sam and 
Elizabeth Corson initiated animal visitation pro- 
grams in hospital psychiatric wards and in geri- 
atrics facilities. Their results were also published 
to an audience that, although still skeptical, was 
slowly seeing the possibilities being presented by a 
promising new treatment modality. 

e. During the late 1970's a few notable profes- 
sionals, led by Dr. Michael McCulloch, organized a 
group dedicated to the better understanding of the 
interactions between people, animals, and the envi- 
ronment. Interest then expanded to the point that 
in 1981 the group became the Delta Society with 
Dr. Leo K. Bustad as its first president. Since then, 
its international membership and influence have 
expanded dramatically; the benefits of human-ani- 
mal interaction have become increasingly better 
known and accepted by the healthcare community. 

/. The U.S. Army Veterinary Corps, DOD 
Executive Agent for Veterinary Services, has 
taken the lead in gaining a better understanding of 
human-animal relationships and in actively pursu- 
ing ways this knowledge can contribute to the mil- 
itary community. (See app B.) Since 1984, their 
efforts in the HAB field have resulted in the 
following: 

(1) Legal opinions have been given that AFT 
presents no greater liability concern than does any 
other form of treatment when "delivered in such a 
manner that it meets the prevalent standard of 
care." (See fig 1-1.) 

(2) "Exploration of HAB applications to the 
Army Medical Department (AMEDD) mission" 
has been an official part of the AMEDD study pro- 
gram since 1985. 

(3) A Veterinary Corps officer has been desig- 
nated as the HAB Adviser to The Surgeon General 
of the U.S. Army in 1986. 

(4) Numerous HAB programs are now in var- 
ious stages of implementation throughout the 
DOD. 



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KKFKIiKNCEOftOKFlCKSYMHOI. 

HSVS-P 



SIUJKCT 

Legal Implications of Animal Facilitated Therapy (AFT) 
Utilization in AMEDD and Related Military Health Care Programs 



10 SJA kuom DVS I)atk 9 Sep 85 OMTi 

ATTN: COL Dud2ik CPT(P) Anderson/mo/6522 

1. During the meeting between yourself and CPT Lynn J. Anderson of this office on 6 Sep 85 
the referenced subject was discussed. The conclusions reached are summarized as follows: 

a. Treatment in any form, including medicines, if improperly utilized can do more harm 
than good, but when utilized properly, the treatment becomes therapeutic. 

b. As established by civilian studies, Animal Facilitated Therapy (AFT) has proven to be 
in fact therapeutic. 

c. when reasonable veterinary professional precautions are taken to ensure that animals 
utilized in AFT are both behaviorally and medically appropriate, there would be no more 
negative legal implications with this than with any other form of treatment. 

2. Request your comments on the above summary relative to its accuracy. Any elaborative 
comments would also be welcome. 



/S/George H. Wyckoff, Jr. 
GEORGE H. WYCKOFF, JR. 
Colonel, VC 
Director of Veterinary Services 

TO DVS FROM SJA DATE 17 Sep 85 CMT 2 

COL Dudzik/al/3400 

Once you determine the appropriateness of the treatment, then furnishing that treatment has 
the same legal implications and liabilities as any other treatment, namely that it must be 
delivered in such a manner that it meets the prevalent standards of care. Thus, while one 
treatment may have a higher risk factor than another, the liability is neither more or less 
when the standard of care is met. 



/S/ Joseph A. Dudzik 
JOSEPH A. DUDZIK 
Colonel, JA 
Staff Judge Advocate 



Figure 1-1. Legal opinion correspondence 

1-2 



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CHAPTER 2 

MODERN MILITARY APPLICATIONS OF 

HUMAN-ANIMAL BOND PRINCIPLES 

(THREE MAIN CATEGORIES) 



2-1. Therapy 

a. These programs involve the use of animals to 
facilitate the recovery from physical, mental, or 
social illness. For patients suffering from terminal 
illness, these programs can increase the quality of 
the patient's remaining life. A few examples of 
therapy programs are — 

(1) Animal visitation to MTF patients. (See fig 
2-1 for one example of a working local regulation. 
This example may serve as a template for a local 
regulation. Other facilities may require a different 
format or greater or lesser attention to certain 
details.) 

(2) Animal residents in appropriate MTF 
wards. 

(3) Animal utilization in facilitating intake 
interviews and individual and/or group therapy 
sessions. 

(4) Therapeutic horsemanship for handi- 
capped family members or disabled military mem- 
bers. 

b. Regular animal visitation to pediatric wards 
can decrease anxiety among children who are wor- 
ried, anxious, and fearful. In many instances the 
animal can function as a "social lubricant" easing 
the child's fears and providing the staff with a 
"bridge" to reach the child. 

c. It may be beneficial for the patients' own ani- 
mals to visit them in the MTF during their stay. 
These visits are often beneficial not only to 
patients but also to pets, the patients' families, and 
the hospital staff. The requirements for this type of 
visit are essentially the same as for those involving 
an ongoing regularly scheduled visitation animal; 
however, they must be managed on a case-by-case 
basis. 

d. Therapy, as defined in Dorland's Medical 
Dictionary, is "the treatment of disease." Dorland's 
defines treatment as "the management and care of 
a patient for the purpose of combating disease or 
disorder." Experience gained by military health- 
care treatment teams strengthens the premise 
that AFT is, in many cases, a potent kind of thera- 
py and/or treatment that is unavailable through 
any other source. 



2-2. Family and individual 

a. A survey of military personnel showed that 
about half of the U.S. military families owned pets. 
The vast majority of these families considered 
their pet to be "a part of the family." (See app C.) 
This being the case, it becomes apparent that it is 
impossible to conceptualize the family as a whole 
without including the family pet. This factor should 
always be considered when family disruptions 
occur. A family pet has the potential to be either a 
cause of, or a cure for, problems. To illustrate, a 
young boy was diagnosed by a military psychia- 
trist as having an extremely disruptive behavioral 
disorder. It was determined that "the boy had lost 
his best friend," having been forced to leave his pet 
behind when the family had been transferred to 
Hawaii* In this instance, replacing the boy's best 
friend with another helped the boy cope with his 
loss. 

b. The impact of pets on families at transfer time 
is frequently significant. One survey demonstrated 
that 30 percent of all military families in Hawaii in 
1984 had left a pet behind when transferred. Of 
these, 96 percent expressed that they had experi- 
enced at least some degree of disruption or sad- 
dening as a direct result of this separation. (See 
app C.) 

c. Many military families utilize day care servic- 
es. AR 608-10 provides for the direction of these 
facilities in the U.S. Army. One section addresses 
the "use and care criteria" of pets in these facili- 
ties. The U.S. Army veterinarian should play an 
important role in ensuring that these criteria are 
met. Paragraph B-lc summarizes the applicable 
principles of AR 608-10 and discusses the implica- 
tions for military veterinarians. Although the ref- 
erenced regulation is of U.S. Army origin, the prin- 
ciples are similar for all branches of service and 
should be implemented DOD-wide. 

d. Pets in a family or with an individual have 
been shown to provide unconditional affection, 
stimulus for exercise, humor, security, companion- 
ship, and constancy to mention only a few of the 
positive benefits. However, pets in a family can 
also contribute to increased financial burdens, 
unhappy neighbors when owners are irresponsible, 
unfriendly competition for the pet's attention, 

2-1 



TB MED 4 

increased potential for exposure to zoonotic dis- 
ease, and family and individual disruption at the 
death of the pet. Military veterinarians and com- 
munity agencies should work with pet owners to 
help them maximize the benefits, while minimizing 
the liabilities, of pet ownership. 

2-3. Utility 

a. Many animals possess certain abilities that 
far exceed those of their human counterparts. 
People have been able to team up with these ani- 
mals and put their abilities to great use, as for 
example the military working dog's ability to 
locate explosives, drugs, and other contraband. 
Other examples include seeing eye dogs, hearing 
ear dogs, and service dogs that can be invaluable 
aids for individuals with physical disabilities. In 
each case there is great utility value of an animal in 
increasing people's abilities, and in minimizing 
their disabilities. 

b. Mascots, when utilized properly, can greatly 
enhance the functioning of individuals and groups. 



General Eisenhower once said of his Scottish 
Terrier mascots that were with him during part of 
World War II, "I especially appreciate my Scotties 
because they are the only 'people' I can turn to 
without the conversation returning to the subject 
of war." Obviously, we see therapeutic relief for an 
individual in this instance. 

c. It has been documented that many units have 
utilized a mascot to help build a sense of pride and 
unity. An Air Force unit in Thailand during the 
Vietnam conflict tells of a mascot that accompanied 
them to the airfield at the beginning of each mis- 
sion. There the dog stayed until each of the men 
had returned. When tragedy occasionally occurred 
and a plane failed to return, the dog displayed obvi- 
ous signs of sorrow for the loss of a friend. During 
those times the animal gave extra attention to each 
of the mourning aviators and they responded back 
to the dog in the same way. This mascot did much 
to help a group of men to know that they were 
important as individuals and it helped to draw 
them together as a unit with common interests and 
goals. 



2-2 



TB MED 4 

MEDDAC Reg 40-4 

DEPARTMENT OF THE ARMY 

Headquarters, U.S. Army Medical Department Activity 

Fort Blank. VA . 22193 -0000 

MEDDAC Regulation Date 

No. 40-4 20 September 2002 

Medical Services 
ANIMAL VISITATION POLICY 

SAMPLE 

1. PURPOSE. This regulation outlines the necessary provisions that must be taken to allow animal visita- 
tion within the medical activity (MEDDAC) for the purposes of animal facilitated therapy, reducing isola- 
tion and loneliness of patients, and assistance to handicapped visitors and/or patients or visitors requiring 
seeing eye dogs, hearing ear dogs, or other certified handicap assistance animals. 

2. APPLICABILITY. This regulation applies to Smith Army Community Hospital, Fort Blank , VA and 
its satellite medical treatment facilities. 

3. REFERENCES 

a. Required publication, A Guide for Involvement in Human-Animal Bond (HAB) Programs in the 
Department of Defense (DOD). This publication may be obtained from the U.S. Army Veterinary 
Command, ATTN: MCVS, Fort Sam Houston, TX 78234-6000. 

b. Referenced form. DD Form 2209, Veterinary Health Certificate. 

4. RESPONSIBILITIES 

a. Medical staff. The patient's attending physician must approve the visitation to the patient. 

b. Nursing staff. The ward nurse will verify that the owner or handler has a current DD Form 2209 
(Veterinary Health Certificate) for the visiting animal and will also identify any patients on the ward that 
should not be exposed to the animal due to allergy or fear related problems. 

c. Veterinarian. The veterinarian must certify that at the time of examination the animal is healthy, 
free of apparent infection or contagious disease, immunizations are current, and it is free of apparent par- 
asites, such as fleas, ticks, and worms. The animal's temperament must also be evaluated and certified to 
ensure that it is a suitable candidate for visitation (that is, not excessively shy, nervous, aggressive, or over- 
ly sensitive to other people) . This certification should be scheduled as close as possible to the time of the 
actual visit but will not be more than 15 days prior to the first visit. A DD Form 2209 will be issued at that 
time. The animal must be recertified annually. In the event that any question exists as to whether a hand- 
icap assistance animal is from a recognized certification program, the veterinarian will ascertain the valid- 
ity of the claim. 

d. Owner or volunteer animal handler. The owner or volunteer animal handler must maintain a cur- 
rent DD Form 2209 in his or her possession while the animal is present in the MEDDAC. However, it must 
be remembered that a health certification is actually only valid at the exact moment that it is performed by 
the veterinarian; that is, disease conditions can occur at any time. Therefore, it is critical that the owner or 
handler retain primary responsibility of ensuring that the animal is clean, groomed and in good health. If 
there is any reason to suspect otherwise, the animal must be cleared by a veterinarian before further vis- 
itations can occur. 

5. PROCEDURES 
a. Animals may visit in the patient's room, the lobby, the courtyard, or other predesignated areas. 
Animals are not permitted in food preparation and storage areas, clean or sterile supply storage areas, 
nursing stations, or any areas where exceptional sanitary precautions are necessary. 

Figure 2—1. Example of a pet visitation regulation 

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TB MED 4 

MEDDAC Reg 40-4 

b. Visitation (excluding certified handicap assistance animals such as seeing eye and hearing ear dogs) 
will be scheduled ahead of time with the ward nurse and attending physician. 

c. Visitation within the MEDDAC should not exceed 1 hour or as so designated by the ward nurse. 

d. The visitor or handler is responsible for any elimination by the animal. 

e. Animals will be under constant control by the owner or handler. All dogs must be on a leash when 
visiting any area of the facility. All cats and other small animals must be carried in suitably clean pet car- 
rying devices. 

f. The nurse, physician and/or other involved healthcare professional should document the animal's 
visit and the patient's reaction in the patient's medical record. 

6. HANDICAP ASSISTANCE ANIMALS. (This includes seeing eye dogs, hearing ear dogs and other 
certified handicap assistance animals.) 

a. The owner has full responsibility for the handicap assistance animal while visiting the MEDDAC. 

b. DD Form 2209 is not required for a handicap assistance animal to enter the MEDDAC. However, if 
either the owner and/or the MEDDAC staff have any reason to question the good health of the assistance 
animal (that is, vomiting, diarrhea, coughing, dirty, ungroomed) it should not be allowed to enter the MED- 
DAC until cleared by a veterinarian. 

MCFB-AVP 19 Sep 02 

(Office symbol and abbreviated date) 



FOR THE COMMANDER: 



Distribution: 
A 



/S/ John J. Doe 

JOHN J. DOE 

COL, MS 

Deputy Commander for Administration 



Figure 2-1. Example of a pet visitation regulation — Continued 



2-4 



TB MED 4 



CHAPTER 3 

PROCEDURES FOR IMPLEMENTING 
HAB PROGRAMS AND APPLICATIONS 



3-1. Diagnosis and referral, family and 
individual, and utility HAB applications 

(See paras 2-2, 2-3, and 2-4.) 

a. "Diagnosis and Referral" refers to the knowl- 
edge that veterinary services personnel are play- 
ing an increasingly important role as members of 
the human healthcare team. "Family and individ- 
ual" refers to the concept that a pet animal plays a 
powerful role in the lives of pet owning families 
and individuals and must be considered when 
meeting their needs. "Utility" refers to the fact 
that animals' abilities have been extremely useful 
in helping people to function better than would 
have otherwise been possible; that is, seeing eye 
dogs, hearing ear dogs and other handicap assis- 
tance animals. 

b. Although not as clearly identifiable as actual 
"programs" as is the therapy application, these 
aspects make up a significant portion of the HAB 
field. Commanders, families, individuals, allied 
healthcare professionals, and in some cases, even 
veterinary personnel are not always aware of the 
positive or negative impact that animals can have 
on the well-being of the military family or individ- 
ual military member. All can benefit from a better 
understanding of these concepts. 

c. The key to providing this better understand- 
ing is an organized education program. (See para 
B-l.) Staff meetings, inservice presentations, 
newspaper articles publicizing the programs, and 
the circulation of applicable articles to appropriate 
key personnel are only a few of the numerous 
avenues open to accomplish this objective. The 
HAB Adviser to The Surgeon General of the U.S. 
Army is one resource for suggestions or as a speak- 
er at inservice presentations when his or her 
schedule permits. The Adviser can be contacted 
through Office of the Chief, U.S. Army Veterinary 
Corps, ATTN: DODVSA, 5109 Leesburg Pike, 
Falls Church, VA 22041-3258 (DSN 761-3056). 

3-2. Therapy programs 

(See para 2-1.) In common with all other HAB 
applications described above, the therapy pro- 
gram's success depends first upon the proper edu- 
cation of all personnel that have potential for 
involvement in or association with the program. 



Additional specific guidelines are necessary since 
many of these programs occur in the hospital set- 
ting. The following procedural outline is provided: 

a. Present early concepts of a proposed therapy 
HAB program to the local military veterinarian 
who will coordinate the proposal through the chain 
of command. This will minimize duplication of 
efforts and help to ensure that a high professional 
standard is maintained for the program in anticipa- 
tion of it becoming an officially sanctioned HAB 
therapy program. (See app E.) 

b. Educate personnel as to the applications of 
HAB programs in their own areas of operation. 

c. Identify interested or committed persons from 
appropriate departments or organizations. Obtain 
their help and leadership in developing and main- 
taining the HAB program. 

d. Assess needs. 

(1) Consider all people-related factors. 
Determine specific desires and needs of each 
department (patient, staff, and administration) 
expressing . interest. Determine what is to be 
accomplished by involvement in the program and 
how this is to be done. Is there enough staff and 
administrative support to enable the program to 
work? 

(2) Consider all animal-related factors. 

(a) What species is best and how many 
should be utilized? 

(b) Should the animal be on a visiting or res- 
ident basis? Where will the animal be acquired and 
where will it stay? 

(c) What are the physical facility's limita- 
tions relative to an animal being present? 

(d) How will the good health and welfare of 
the animal be maintained? 

e. Prepare a written plan. 

(1) If a research project: Prepare the plan in 
the protocol format required by the individual 
MTF or installation. (See app D.) 

(2) If a nonresearch program: Prepare a 
detailed written plan for implementation and fol- 
lowup in accordance with local requirements. 

/. Obtain approval to implement the plan. 

(1) If a research protocol: Follow the protocol 
approval procedure required by the individual 
MTF or organization. (See app D.) 

(2) If a non-research written plan, obtain 
approval of — 

3-1 



TB MED 4 

(a) The infection control officer. 
(6) Department and MTF or organization 
administration. 

g. Clear selected health assistance animals for 

use. They must be both physically and behavioral- 

ly acceptable. (See app F.) 

h. Implement the plan or protocol. 

i. Provide ongoing monitoring and followup. 

(See app G.) This should include altering the pro- 



gram as indicated by results, revising the protocol 
if indicated (for example, see the protocol amend- 
ment in app D), and publicizing results for the ben-i 
efit of future programs. (Results should be report-' 
ed by various news media and published in applica- 
ble journals when appropriate.) Also, the contin- 
ued health and well-being of the animal must be 
monitored and ensured. 



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APPENDIX A 
REFERENCES 



A-l . Army Regulations 

AR 40-905/SECNAVINST 6401.1/AFR 163-5 Veterinary Health Services 

AR 608-10 Child Development Services 

A-2. Unnumbered Publications 

Lee, Zeglam, Ryan, Gowing, and Hines, Guidelines: Animals in Nursing Homes (Revised edition), 
Delta Society, 1987. (This publication is available from The Delta Society, RO. Box 1980, Renton, WA 
98057-1080. Phone (206) 226-7357.) 

Marriage and Family Review, Vol 8, Nos. 3/4, Summer 1985, pp 205-22. 

Pets and the Family, New York, Haworth Press, 1985. 

A-3. Form 

DD Form 2209 Veterinary Health Certificate 



A-l 



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APPENDIX B 



THE U.S. ARMY VETERINARY CORPS— PROVIDING DIRECTION, 

LEADERSHIP, AND COORDINATION FOR 

HAB PROGRAMS IN THE DOD 



B-l. Education 

The U.S. Army Veterinary Corps has the responsi- 
bility to — 

a. Educate military personnel at all levels on the 
important roles of animals in the lives of military 
members and dependents. Those to be educated 
should include all mental and physical healthcare 
providers, line commanders and supervisors, poli- 
cymakers, public affairs personnel, animal han- 
dlers and owners. Among those important items to 
be taught are the — 

(1) Role of animals in providing a form of 
therapy (AFT). 

(2) Utilitarian contributions of animals (mili- 
tary working dogs, handicap assistance animals, 
mascots, etc.). Guide dogs for the blind, hearing 
dogs and other specialty handicap assistance ani- 
mals can be valuable assets to many specially chal- 
lenged military family members. The U.S. Army 
veterinarian provides leadership in gaining proper 
recognition, acceptance, and support for these 
animals throughout the DOD. 

(3) "Family Member" role of animals. 
(Approximately 50 percent of all military families 
have pets, and over 98 percent of these families 
consider their pets to be a "part of the family.") 

(4) Importance of pet animals to many single 
military members. 

b. Educate owners on responsible pet ownership 
and on the role their pets play, or have the poten- 
tial to play, in their lives. 



c. Assist as required in educating child day care 
providers on proper animal care and control where 
animals are involved or owned (AR 608-10). 

(1) Assist in providing education to individual 
home day care providers prior to certification of 
the home, and at least annually thereafter when 
animals receive "required" vaccinations and a 
health check. 

(2) Assist in providing education to the per- 
sonnel of installation day care centers where 
animals visit or live. 

d. Educate volunteers involved in DOD pet visi- 
tation programs. This should be done at least every 
6 months during the required semiannual examina- 
tion for privately owned animals involved in these 
programs. 

e. Educate veterinary personnel on HAB princi- 
ples. These principles include euthanasia issues, 
death and dying, proper client relations, animal 
behavior, etc. 

B-2. Management of Health Assistance 
Animals in the Military 

Veterinarian Corps officers will ensure that all 
requirements for health assistance animals in the 
military (HAAMs) are followed. (See app F.) 

B-3. Research on HAB 

Veterinary personnel will act as resource or sup- 
port to other DOD personnel involved in HAB 
research. 



B-l 



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APPENDIX C 

THE PET IN THE MILITARY FAMILY AT TRANSFER TIME: 
IT IS NO SMALL MATTER* 



C-l. Statement of the Problem 

a. Disruption of friendship and associative 
bonds occurs every time a military transfer occurs. 
It was suspected that one constancy amidst this 
otherwise changing and stressful situation could be 
the family pet. But what if these pet-owning mili- 
tary families decided to leave this "member of the 
family" behind at transfer time? 

b. It was an assumption of this study that many 
families were faced with decisions about pets at 
transfer time and that many were actually forced 
to leave them behind due to factors such as 
expense, health of the animals, etc. This would be 
especially so in the case of this study in which the 
families had been transferred to the State of 
Hawaii with its lengthy and expensive rabies quar- 
antine. It was also assumed that such disruption of 
bonds could further contribute to family problems 
at an already disruptive time. Conversely, it was 
suspected that when the pet goes with the family it 
could be beneficial to the family. Finally, it was sus- 
pected that the number and proportion of military 
families directly affected by pets during transfer 
time was not small. 

c. The purpose of this research then was two- 
fold— 

(1) To determine whether the pet factor was 
pertinent for a substantial number of military 
families, and 

(2) If it was, to provide information that could 
inform families, human-services professionals, and 
also military policymakers of the impact of pet 
involvement in the lives of military families. 

d. Families could better weigh their decisions 
regarding whether or not to take their pet knowing 
how similar decisions had affected others, human- 
services professionals could better consider the pet 
factor as it affects their client's and/or subject's 
mental health, and military policymakers could be 



*This summary includes only a sampling of the findings 
available in the complete study. The complete study by MAJ 
Lynn J. Anderson is published in Marriage and Family 
Review, Volume 8, Nos. 3/4, Summer 1985, pp 205-22. It is also 
published as a chapter in the textbook Pets and the Family, 
New York: Haworth Press, 1985. 



better informed when making decisions concerning 
care and assistance allowable for these nonhuman 
"family members." 

C-2. Methods 

During February and March of 1984, 184 military 
families currently living in Hawaii were surveyed 
in person and their pet involvement at transfer 
time and shortly thereafter was ascertained. 
Comprising the 184 families were 3 stratified ran- 
dom samples made up of 93 junior enlisted families, 
48 officer families, and 43 senior enlisted families. 
As a very early study in this specific subject, a 
major portion of the study explored and identified 
by rank, frequencies relating to type of pet 
involvement, species of pet, reasons for pet owner- 
ship, reasons for leaving the pet behind, and effects 
noted from either leaving, bringing, and/or acquir- 
ing a pet. Secondly, weighted and speculative 
tables were presented giving an idea of the large 
numbers of pet involved families that exist in the 
population from which the samples were drawn. 
Finally, early hypothesis testing using chi-square 
was used in establishing differences and/or similar- 
ities between the rank groupings in their pet 
involvement and effects derived therefrom. 

C-3. Findings and Conclusions 

a. A substantial number of military families in 
Hawaii were involved with pets at transfer time 
(45.7 percent) Further, an overwhelming majority 
of those families with pet involvement at transfer 
time considered their pet to be a part of the family 
(98.8 percent). Even so, many of these families left 
their pets behind for various reasons that were 
often beyond their control. Those families leaving 
their pets behind constituted a substantial portion 
of the entire population with or without pets (29.9 
percent) . Of these, 96.4 percent had experienced 
or were still experiencing notable saddening 
effects directly related to leaving their pets 
behind. 

b. All rank groupings (junior enlisted, senior 
enlisted, and officer) were similar in effects noted 
from leaving the pets behind, and in the status 
given by the family to their pets. Also significant 
was the finding reached that confirmed the 

C-l 



TB MED 4 

expectation that junior enlisted families far more c. Finally then, for those concerned with mili- 

often than the other groups leave their pets behind tary families at transfer time, this study presents 

as a result of the expense factor. Senior enlisted significant evidence that the pet as a factor is per- 

also left a great many of their pets behind but for tinent to a great many families in Hawaii and that 

them it appeared that the effects on their animals its impact is no small matter to these families, 
were being considered more than the effects on 
their pocket books. 



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APPENDIX D 



HAB RESEARCH PROTOCOL PROCEDURES 



D-l. Initial Stage 

Accomplish planning, coordination, education, and 
recruitment and needs assessment. (See paras 3-2a 
through S-2d.) 

D-2. Protocol Preparation 

Prepare a written protocol for the proposed 
research program. (See fig D-l.) 

a. Identify and use existing protocols when pos- 
sible (local, command, branch or defense-wide) that 
would encompass the scope of the proposed 
research program. 

b. If an existing protocol covers most of your 
program, but not all of it, an amendment to the 
existing protocol is a possibility. (See fig D-2.) 

c. If no applicable guidelines exist, originate a 
new written protocol. It should be specific enough 
to define the proposed research but general 
enough to allow for expansion and/or flexibility in 
the future. 

D-3. Obtain Approval to Implement 

a. If it is possible to utilize an existing protocol, 
approval may be obtained by routine staffing of the 
proposal through the involved departments and 
the MTF's main administration office. 

b. If a new protocol is required, then follow the 
procedures required by the MTF. In most cases, 
this will first involve obtaining approval of the 
MTF infection control officer. Then the protocol 
must be approved by required committees that 



may involve all or part of the following or their 
equivalents: Animal care and use committee, 
human use committee, and the institutional review 
board. This final committee approved protocol 
will then be staffed through the MTF main 
administration office for final approval. 

c. If an amended existing protocol is used, the 
clinical investigation activity (or its equivalent) 
will determine which committees, if any, need to 
reconsider the amended protocol. 

D-4. Clearance 

Clear the selected HAAM for physical and be- 
havioral acceptability through the military 
veterinarian. (See app F) 

D-5. Implement Protocol 

Provide assistance, management, and ongoing edu- 
cation as needed. 

D-6. Followup 

Provide ongoing followup to include the publishing 
of findings as appropriate. (See app G.) 

D-7. Example of a Local Protocol 

Figure D-l is an example of a local protocol. This 
protocol is not necessarily to be used as a model 
protocol, but is an example of an excellent one that 
was approved at one location. Other facilities may 
require a different format or greater or lesser 
attention to certain details. 



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APPLICATION FOR CLINICAL INVESTIGATION PROJECT 



ANIMAL FACILITATED THERAPY (AFT) IN THE 

BROOKE ARMY MEDICAL CENTER 

PEDIATRICS DEPARTMENT 



SAMPLE 



7 February 2002 

1 . Principal Investigators: Ch (CPT) Michael D. Mantooth, BAMC, Hospital Chaplain; and MAJ Lynn J. 

Anderson, Veterinary Directorate. 

Associate Investigators: COL Terry B. Pick, BAMC, Pediatric Hem/One; MAJ James R.Hillard, BAMC, Pediatric 
Nursing; and MAJ Janetta R. McFarland, BAMC, Pediatric Nursing. 

2. Project Title: Animal Facilitated Therapy (AFT) in the Brooke Army Medical Center Pediatrics Department. 

3. Objectives: (1) Determine patient and staff opinions of animal facilitated therapy before and after such thera- 
py has been utilized, (2) educate staff, subjects, and subjects' families of the potential values of AFT to them, (3) eval- 
uate specifically: (a) the distractive value of an animal to a child during a stressful examination or test, and (b) the value 
of an animal as a cotherapist in mental health counseling sessions, and (4) identify other potential studies for future 
evaluation. 

4. Medical Application: In the civilian medical community, animals have been found to facilitate psychother- 
apy. Additionally, the ability to distract from the discomforts of medical treatment and hospitalization has been demon- 
strated. These applications have yet to be evaluated for military feasibility. 

5. Status: Literature Review. 

Pets and children go together as naturally as do peaches and cream. Although there are certainly exceptions to 
this statement, they are, in fact, exceptions rather than the rule. The advertising industry gives ample evidence that 
the public accepts this premise, as we see a great emphasis of the child-pet relationship, not only in pet food advertis- 
ing but in the selling of numerous other products and/or concepts. 

In spite of this "common sense" acceptance of the idea that there is something special between children and pets, 
the scientific community has been slow to evaluate its potential. Not until the late 1960's did the first such effort occur. 
The late Dr. Boris Levinson stumbled upon the power of the pet-child relationship in his clinical psychology office when 
a mother and a child patient arrived early for an appointment. Fortunately, Dr. Levinson had not yet removed his pet 
Jingles from his office. The young patient's interaction with the dog eventually aided in his recovery, and Dr. Levinson 
knew he had something of value. His subsequent works with pets, people, and psychology (1969, 1972), although pri- 
marily anecdotal in nature, have provided the foundation for all that has followed in the modern study of the human- 
animal bond. 

In 1973, Yates reported a resident pet at Children's Psychiatric Hospital, University of Michigan Medical Center. 
Skeezer, the resident pet, provided an unlimited source of unconditional love and acceptance for the disturbed children 
residing at the hospital. The assigned mental health professionals credited Skeezer with great value in speeding the 
recovery of many of their patients (Yates, 1973). 

Robin et al., 1983, described a questionnaire study of 507 adolescents in which they were asked to identify and/or 
describe the role of pets in their lives. Their findings revealed that pets helped to meet the needs of these youth for 
unconditional acceptance, and for someone to be around who does not make excessive demands and does not criticize. 
The following quote was typical of many received in this study: "My favorite pet was my dog Bell... Some times she was 
the only person I could talk to." 

Condoret (1983), a French scientist, reported a research project on the relationship between children, companion 
animals and speech therapy in a nursing school in Bordeaux, France. As compared with performances before the intro- 
duction of the companion animals into the therapy, the children showed marked improvement in speech following the 
intervention. 

Figure D—l. Sample written research protocol 

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TB MED 4 

The autistic child has long posed an extremely difficult challenge for therapists. With the advent of animal utiliza- 
tion in therapeutic situations, the question naturally arises concerning the value of animal facilitated therapy in these 
cases. Smith (1984) began a study in 1981 in which she used dolphins to facilitate the development of appropriate com- . 
municative behavior from a diagnosed autistic adolescent boy. The study demonstrated that greatly improved commu-( 
nicative skills were not only learned, but were also retained over a significant period of time in a variety of settings. 

It is apparent from this brief literature review that there is much potential for human-animal bond utilization in 
the pediatric field. However, to date there has been no attempt to explore this potential in the military medical system. 
The purpose of this proposed study would be to begin to fill this void. 

The first phase will be to survey staff, patients, and families to determine their fears and/or expectations of such 
a program. After the program is implemented, the same subjects will be surveyed and the results compared with the 
pretest to determine any change in opinion occurring over the course of the study. 

The second phase will introduce the concept of animal assisted therapy to the staff, patients, and families. This will 
be done at staff meetings, parent support groups, and at individual meetings with the patients and parents as needed. 

The third phase will look at two questions: (1) Can an animal provide a worthwhile distraction to pediatric patients 
involved in repetitive and painful procedures? (2) Can an animal effectively function as a cotherapist with chaplains or 
other mental health professionals in helping the young patients and their families? 

The final phase will identify potential studies for future evaluation. As an animal becomes available for utilization 
by the staff assigned to and/or associated with the BAMC Pediatrics Department, it is felt that many suggestions for 
studies will surface. Each of these will be screened and those with the greatest potential will be further evaluated. 

6. Plan: 

Objective 1 is to determine patient and staff opinions of AFT before and after such therapy has been utilized. To 
accomplish this, a staff and patient expectation survey (annex A) will be administered prior to the arrival of any ani- 
mals on the premises. Then at the conclusion of the study, the same survey will be administered, but in this case will 
be adjusted to measure realization of expectations. Differences will be measured for statistical significance. 

Objective 2 is to educate staff, subjects, and subjects' families of the potential values of AFT. This will be accom- 
plished through group presentations wherever possible. The majority of the parents of children in the Pediatric 
Oncology Ward attend a regular support group. This will provide an excellent opportunity to educate the parents of the 
children. The staff will be educated during a regularly scheduled staff meeting. MAJ Anderson, one of the principal 
investigators of this study, will be available to provide these briefings. As the Adviser to the U.S. Army Surgeon 
General on Human- Animal Bond issues, MAJ Anderson is the logical and optimal person to make such briefings. 

Objective 3a is to evaluate the distractive value of an animal to a child during a stressful examination or procedure.! 
An example of one such procedure is the repeated withdrawal of blood samples from young patients being evaluated 
for diabetes. It is hypothesized that the presence of an animal during those times would distract the patient from the 
procedure, thus making the procedure easier for the patient and also for the staff involved. The patients selected for 
this study would be those children that have responded negatively (crying, pulling their arm away, etc.) during previ- 
ous administrations of the procedure. In this way the patients would serve as their own controls. An instrument will 
be standardized that can be used to obtain the staff's and parents' evaluation of the patient's responses. Additionally, 
the patients themselves will be asked to provide their subjective evaluation of their experiences with and without the 
animal. 

Objective 3b is to determine if there is any value in having an animal as a cotherapist in mental health counseling 
sessions. It is hypothesized that an animal's presence can, in fact, facilitate the efforts of the mental health profession- 
al in certain instances with some patients. To test this hypothesis, it is proposed that on an individual basis, Chaplain 
Mike Mantooth will select those patients for whom counseling is indicated and who have proven to be somewhat resist- 
ant to other forms of counseling. Following the establishment of a 2-weeks' baseline for each subject, using an anxiety 
and/or depression index yet to be determined, Chaplain Mantooth will implement weekly AFT with these subjects that 
will last 4 to 6 weeks. Since this study is a first in the military medical field and will serve primarily as an indicator for 
future studies, a single systems approach with a repeated measures methodology was chosen as being most feasible in 
that it allows for each subject to serve as his or her own control (Bloom & Fischer, 1982) . The repeated measures will 
be the weekly measurement using the same index used to establish the baseline. If analysis of these repeated meas- 
ures, compared with the baseline, indicate a positive value of AFT, groups of subjects will be selected and larger con- 
trolled studies will be proposed for future implementation. 

Objective U is to identify other potential studies for future evaluation. It is strongly felt that during the accom- 
plishment of objectives 1 through 3 above, the presence and visibility of a therapy animal will stimulate much interest 
and discussion concerning AFT. Consultation expertise will be provided to supplement this interest resulting in valu- 
able future studies and/or programs. 

The subjects will be selected from children currently being treated by BAMC Pediatrics Department. They will 
be chosen on the basis of their desire to be involved in the program. "Pet Partners for Kids" (annex B) is an informa- 
tion and release form that must be signed by the child's parent or legal guardian before the child is allowed to become a 
involved. Additionally, the child's pediatrician must approve of the child's involvement. I 

Figure D—l. Sample written research protocol — Continued 

D-4 



TB MED 4 

To ensure that any animal that is utilized is behaviorally and medically appropriate for this program, it will first 
be examined by a U.S. Army Veterinary Services Officer using the well-established criteria of Lee et. al. (1983) . 
Maintenance of the animal will be at the same high standard. 

Since at this time any animal will be a privately owned pet, the pet owner must sign a release form acknowledg- 
ing that (1) he or she is aware of and accepts responsibility for liabilities involved in his or her participation in this pro- 
gram, and (2) that while in the program the owner agrees to maintain the pet in accordance with guidelines established 
by the U.S. Army Medical Command (annex C). The pet will continue to live with its owner during and after the study. 
At the present time only one animal is planned for utilization in this early program. However, more volunteer animals 
may be carefully recruited according to the above criteria if program expansion so indicates. 

7. References: 

Bloom, M., & Fischer, J. Evaluating Practice: Guidelines for the Accountable Professional. Englewood Cliffs, NJ: 
Prentice Hall, 1982. 

Condoret, A. Speech and Companion Animals: Experience with Normal and Disturbed Nursery School Children. In 
A.H. Katcher & A.M. Beck (Eds.), New Perspectives on Our Lives with Companion Animals. Philadelphia: 
University of Pennsylvania Press, 1983. 

Lee, R.L., Zeglen, M.E., Ryan, T, & Hines, L.M. Guidelines: Animals in Nursing Homes. Booklet published by 
California Veterinary Medical Association, 1024 Country Club Dr., Moranga, CA, 1983. 

Levinson, B.M. Pet-Oriented Child Psychotherapy. Springfield, IL: Charles C. Thomas, 1972. 

Levinson, B.M. Pets and Human Development. Springfield, IL: Charles C. Thomas, 1972. 

Robin, M., ten Bensel, R., Quigley, J.S., Anderson, R.K. Childhood Pets and the Psychosocial Development of 
Adolescence. In A. H. Katcher & A. M. Beck (Eds.), New Perspectives on Our Lives with Companion Animals. 
Philadelphia: University of Pennsylvania Press, 1983. 

Smith, B.A. Using Dolphins to Elicit Communication from an Autistic Child. In R.K. Anderson, B.L. Hart & L.A. 
Hart (Eds.), The Pet Connection. Minneapolis, MM, 1984. 

Yates, E., Skeezer, Dog with a Mission. New York: Harvey House, 1973. 

8. Facilities to be used: Pediatric Intensive Care Unit (42-C), and Pediatric Ward (42-D). 

9. Time Required to Complete: 

Expected Start Date: March 2002. 
Expected Completion Date: March 2003. 

10. Personnel to Conduct Project: 

Chaplain (CPT) Michael D. Mantooth; BAMC Chaplain; ext 7105/6334 

CPT(P) Lynn J. Anderson, DVM, MSW; C, Vet Med Br, HQ VETCOM; ext 6519/6522 

LTC Terry E. Pick, MD; C, Pediatric Hem/One, BAMC, ext 3047/5007 

MAJ James R. Hilliard, RN; Head Nurse, 42-D Pediatrics, BAMC; ext 4230/3838 

MAJ Janetta R. McFarland, RN, Pediatric Clin Nurse Spec, BAMC, ext 3047/3832 

1 1 . Funding Implications: 

a. Personnel: None. 

b. Equipment: None. 

c. Consumable Supplies: 

Feed for one 16-pound dog for 1 year $50 

Veterinary support for one 16-pound dog to include heartworm preventative, medical/surgical support during ill- 
ness and injury, required laboratory support and vaccinations. (This will be on a cost basis at the BAMC 
Veterinary Treatment Facility.) $40 

d. Travel: None. 

e. Modifications of Facilities: None. 

f. Other: Reprints 1200 

TOTAL $290 



Figure D—l. Sample written research protocol — Continued 

D-5 



TB MED 4 

1 2. Date Prepared: 7 February 2002. 

13. Sponsors: 

/S/ Janetta R. McFarland 

JANETTA R. McFARLAND 

MAJ,AN 

Pediatric Clinical Nurse Specialist 

BAMC 

/S/ James R. Hilliard 

JAMES R. HILLIARD 

MAJ,AN 

Head Nurse, 42-D Pediatrics 

BAMC 

/S/ Terry E. Pick 
TERRY E. PICK 
COL, MC 

Chief, Pediatric Hem/One 
BAMC 



/S/ Michael D. Mantoofch 

MICHAEL D. MANTOOTH 
Ch(CPT), USA 
Hospital Chaplain 
BAMC 

/S/ Lynn J. Anderson 

LYNN J. ANDERSON 

MAJ.VC 

C, Veterinary Medicine Branch 

HQ VETCOM 

/S/ James L. Moody 
JAMES L. MOODY 
Ch(LTC), USA 
Chief, Department of 
Ministry and 
Pastoral Care 
BAMC 



/S/ George H. Wyckoff, Jr. 

GEORGE H. WYCKOFF, JR. 
COL, VC 

Director of Veterinary Services 
HQ VETCOM 

Figure D—l. Sample written research protocol — Continued 



D-6 



TB MED 4 

ANNEX A 

PRE-SURVEY FOR STAFF CONNECTED 
WITH PET VISITATION PROGRAMS 

SAMPLE 

Personal Pet History 

1. Do you currently have a pet/s? Yes If yes, what kind/s? Dog — Cockerspaniel and Cat — Domestic Shorthair. 

2. Other than at present time, have you had other pets in the past? Yes. If yes, what kind/s? Dog — Standard 
Poodle, Miniature Poodle and Cats — Domestic Shorthair (2). If not due to the death of the pet/s, what are the rea- 
sons you no longer have these pets? Was due to death. 

3. If you currently own a pet/s, what are your reasons for having it/them? Companionship in both cases — The cat 
was adopted after finding her on our doorstep. 

4. If you do not own a pet, what are your reasons for not having one? NA. 
Institution Pet Opinion Survey 

5. I think we should consider having a pet visitation program, 
(a) Strongly agree (b) Agroo (o) Neutral 

$&) Dioagroo (e) Strongly dioagrco 

If you agree, what animal/s? Dog. 

If you disagree, list major objection/s. NA. 

6. I think we should consider having a permanent resident pet. 
{») Strongly Agree (b) Agree (c) Neutral 

^4) Dioagroo (e) Strongly disagree 
If you agree, what animal/s? NA. 

If you disagree, list major objection/s. No adequate facilities. 
Questions 7 to 23 relate to a pet visitation program. Answer these questions using the following choices: 

1 = Strongly agree 

2 = Agree 

3 = Neutral 

4 = Disagree 

5 = Strongly disagree 

7. I think a visiting pet would be too noisy. 4 

8. I think a visiting pet would provide company and friendship. 1 

9. I think a visiting pet would provide love and affection. 1 

10. I think a visiting pet would be too messy. 3 

11. I think a visiting pet would cause bad smells. 4 

12. I think a visiting pet would provide enjoyment and fun. 2 

13. I think a visiting pet would frighten people. 4 

14. I think a visiting pet would provide outside interest. 3 

15. I think a visiting pet would provide experiences to share. 1 

16. I think a visiting pet would damage property. 3 

17. I think a visiting pet would be cruel to the pet. 4 

18. I think a visiting pet would be a talking point between patients, staff, and volunteers. 1 

19. I think a visiting pet would make the ward more like home. 3 

20. I think a visiting pet would cause many complaints. 2 

21. I think a visiting pet would cause more work. 2 

22. I think a visiting pet would get in the way. 4 

23. I think a visiting pet would decrease staff workload. 2 

24. Please list other problems not described above. Transportation and kenneling. 

25. Please list other benefits not described above. Publicity for the installation and hospital. 

Figure D—l. Sample written research protocol — Continued 

D-7 



TB MED 4 

ANNEX B 
PET PARTNERS FOR KIDS (BAMC) ' 

SAMPLE 

The BAMC Pediatrics Department has embarked on a new and innovative pilot program called "Pet Partners for Kids" 
which involves the use of animals that have been screened for behavioral and physical acceptability. The pets are 
allowed to visit and interact with children confined in the hospital. The program is designed to assist the child in adjust- 
ing to the stress of hospitalization by having a familiar object such as a family pet in the environment. 

A visit from one of the pets requires prior written approval from the patient's parent or legal guardian. Below is the 
authorization for your child's participation in the program. The interaction between the child and the pet will last 
approximately 10 to 20 minutes and may include petting and holding, playing fetch with a ball, or having the animal 
perform tricks. 

CONSENT FOR PARTICIPATION IN PET PARTNERS FOR KIDS (BAMC) 
I understand that participation in the Pet Partners for Kids program means — 

1. My child will be holding or petting the pet. 

2. The resident pediatrician on my child's ward must approve of my child's participation in the program. 

3. All pets used in the program have received physical and behavioral examinations by a doctor of veterinary med- 
icine. 

4. My consent does not guarantee my child will receive a pet visit due to scheduling limitations. 

5. Photographs may be taken of my child with the visiting "Pet Partners." 

6. The results of this program, including photographs, may be reported in military and/or civilian news media 
and/or professional literature. 

I also understand that the BAMC Pediatrics Department has taken all reasonable steps to minimize the risks that may 
arise from participation in this program, but there are still potential risks (for example, scratching and biting). I feel j 
the benefits of my child's participation in the program outweigh these risks and hereby release U.S. Army DOD and/or ' 
participating Government personnel from any and all responsibility and liability from any and all related injuries or 
damages arising from my child's participation in this program. 

I have read this consent, understand its content, and give my permission as the parent or legal guardian of Jane for his 
or her full participation in all aspects of the Pet Partners for Kids Program as described above. 

/S/ John Q. Jones 

JOHN Q. JONES, Father 23 Jul 02, 10:00 AM 

(Parent or Legal Guardian) (Date and Time) 

/S/ Mary C. Helper 

MARY C. HELPER, Pediatric Nurse 

(Witness) 

Brooke Army Medical Center (Medical Card Imprint) 

Dept of Pediatrics 

Ft Sam Houston, TX 78234-6200 



Figure D—l. Sample written research protocol — Continued 



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TB MED 4 

ANNEX C 

RELEASE STATEMENT FOR VOLUNTEERS IN 

U.S. ARMY MEDICAL COMMAND APPROVED 

HUMAN-ANIMAL BOND PROGRAMS 

SAMPLE 

You and your pet are greatly appreciated by the residents and staff of Womack Army Hospital. We acknowledge 
your sacrifice of time and resources in volunteering for our pet visitation program. Thank you very much! 

The following release is required for participation in this program: 

On initial evaluation by a U.S. Army Veterinary Services Officer, my pet Fluffy was found to be acceptable for par- 
ticipation in the pet visitation program at Womack Army Hospital. I agree to abide by the ongoing requirements set 
forth in "Requirements for Volunteer Pets in MEDCOM Approved Human-Animal Bond Programs." (See attached 
list.) 

I also understand that Dr. Know, Commander, has taken all reasonable steps to minimize the risks to the hospital 
patients that may arise from participation in this program. Nevertheless, the minimal risks of incidental bites or 
scratches still exist. These patients are willing participants of this program and it is extremely unlikely that any law 
suits would result from these very rare incidents; however, I have been informed of this risk and am either covered by 
personal liability insurance or have elected not to be. 

I further release Womack Army Hospital, the U.S. Army, the Department of Defense, or any of the personnel par- 
ticipating in this program from any and all responsibility and liability arising from my pet's and/or my participation in 
this program. 

/S/ John L. Person 23 Jul 02, 11:00 AM 

JOHN L. PERSON, Catowner (Date/Time) 

(Pet Owner's Signature) 
fSf Mary C. Helper 
MARY C. HELPER, Pediatric Nurse 
(Witness) 

Figure D—l. Sample written research protocol — Continued 



D-9 



TB MED 4 

ANNEX C-Continued 
REQUIREMENTS FOR VOLUNTEER PETS IN MEDCOM APPROVED , 
HUMAN-ANIMAL BOND PROGRAMS* ' 

A. On initial evaluation (and at least annually thereafter**) animals must be found acceptable according to the follow- 
ing criteria as determined by a military veterinarian: 

1. Behavioral characteristics (obedient, friendly, nonaggressive) 

2. Physical examination. 

a. Size acceptable for purpose. 

b. Skin should be free from fleas, ticks, lice, mites, and dermatitis. 

c. Teeth should be clean and healthy. 

d. All immunizations must be current. The military veterinarian will inform volunteer pet owners of the vaccina- 
tions required for the species of pet being considered. 

e. Fecal examination must be performed to demonstrate that animal is free from intestinal parasites. 

f. Annual heartworm check must be negative and animal must be on a heartworm preventative as recommended 
for local area. 

g. Animal should be free from any other medical problems (diarrhea, oculo-nasal discharge, etc.). 
h. Other tests as indicated for the particular program. 

B. On each and every visit, institution staff involved in the animal visitation program will monitor participating ani- 
mals' acceptability for the program as follows: 

1. The animal must have a Veterinary Health Certificate (DD Form 2209) certifying that the veterinary examina- 
tions noted in paragraph A have been performed within the past year.** 

2. The animal must be acceptable to residents. 

3. The animal must be obedient, friendly, nonaggressive and in all ways behaviorally acceptable for the program. 

4. The animal must be clean and groomed. 

5. The animal must be free of any kind of illness. If there is any question, it should not be utilized until it has been 
examined and cleared by a veterinarian. 

| 

*To be an approved Human-Animal Bond Program, it must have been so designated by MEDCOM. 

**The annual examination is a minimal requirement. Frequency may be increased depending upon the particular MEDCOM 
approved Human- Animal Bond Program. 

Figure D—l. Sample written research protocol — Continued 



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PROTOCOL AMENDMENT 
SAMPLE 

TO: Department of Clinical Investigation, ATTN: Clinical Research Protocol Coordinator, BAMC, Ft Sam Houston, 
TX 78234-6200 

SUBJECT: Proposed Modification of Protocol Entitled, "Animal Facilitated Therapy (AFT) in the Brooke Army 
Medical Center Pediatrics Center." 

1. It is proposed that the current protocol entitled "Animal Facilitated Therapy (AFT) in the Brooke Army Medical 

Center (BAMC) Pediatrics Department" (pages to of the protocol) be expanded to include other selected 

departments. This would be done only upon receiving the approval of appropriate department heads and of the BAMC 
Infection Control Officer. The new title of the protocol would then read "Animal Facilitated Therapy (AFT) at Brooke 
Army Medical Center." 

2. Objective 4 of the original proposal was to "identify other potential studies for future evaluation." Such is the case 
with Chambers Pavilion (2nd floor) Psychiatric Ward. LTC Jesse Delacruz, head nurse on that ward, has expressed an 
interest in a resident animal on his ward. He has received tentative approval of the department heads involved. The 
BAMC Veterinary Service will be involved in the selection of the animal, in the provision of its health care, in the edu- 
cation of personnel and patients in proper animal care, and in monthly sanitary inspections of the ward where the ani- 
mal will be staying. With these provisions, MAJ Jeanne Chudy, BAMC Infection Control Officer, has also given her 
approval for the Chambers Pavilion involvement in the BAMC AFT program. 



/S/ Norman G. Whiz 
NORMAN G. WHIZ, MD, PhD 
Chief, Pediatrics 
Womack Army Hospital 

(Signature blocks of principal 
investigators) 

Figure D—2. Sample protocol amendment 



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TB MED 4 

APPENDIX E 

REQUIREMENTS FOR OFFICIALLY SANCTIONED 
HAB THERAPY PROGRAMS 

To be an officially sanctioned HAB therapy program in the DOD, the program must meet all of the fol- 
lowing conditions: 

a. Utilize only certified HAAMs. (See app F.) 

b. Be directed by a team comprised of at least one Veterinary Corps officer and one other person so des- 
ignated by the department or organization that is being served by the certified HAAMs — a specific pro- 
gram director with overall responsibility for each HAB program will be designated by the team from its 
membership. 

c. Meet all of the standards as set forth in the tri-service regulation AR 40-905/SECNAVINST 
6401.1/AFR 163-5. 

d. Have been coordinated through the MACOM veterinarian for final sanctioning. This will minimize 
duplication of efforts and maintain a high professional standard for all officially sanctioned military HAB 
therapy programs. 



E-l 



TB MED 4 



APPENDIX F 

REQUIREMENTS FOR HEALTH ASSISTANCE ANIMALS 

IN THE MILITARY 



F-l. General Requirements 

a. A U.S. Army veterinarian will ensure that all 
animals utilized in officially sanctioned HAB ther- 
apy programs are selected and maintained at an 
appropriate level of physical and behavioral 
acceptability. Such animals are certified as 
HAAMs by the local military veterinarian. 
(Requirements for certification must be coordinat- 
ed through the MACOM veterinarian.) This certifi- 
cation will remain in effect only as long as the 
animal is in one of the following categories: 

(1) Category 1: Owned by the Government for 
use as a HAAM. 

(2) Category 2: A privately owned animal that 
meets minimum standards of participation (as deter- 
mined by the MACOM veterinarian) in officially 
sanctioned HAB therapy programs. (See app E.) 

(3) Category 3: A specialty animal that is 
owned by and essential to the improved function- 
ing of a military family member that is enrolled, or 
eligible for enrollment, in the Army Exceptional 
Family Member Program (or its equivalent in 
other branches of service). These animals include 
guide dogs for the blind, hearing dogs, and other 
handicap assistance animals that have been spe- 
cially trained and certified by an approved organi- 
zation. (A list of these approved organizations will 
be maintained by Office of the Chief, U.S. Army 
Veterinary Corps, DODVSA, ATTN: Adviser to 
the U.S. Army Surgeon General on Human- Animal 
Bond Issues.) 

b. Animals in Category 1 are entitled to the 
same veterinary medical and surgical care as pro- 
vided for other Government owned animals. 

c. Routine medical care (vaccinations, worm- 
ings, heartworm checks, flea control, etc.) for ani- 
mals in Category 2 will remain the responsibility of 
the owner. However, any extra testing, proce- 
dures, or treatments incidental to certification as a 
HAAM will be provided through the U.S. Army 
Veterinary Treatment Facility, utilizing appropri- 
ated funds from the involved MTF, as time and 
resources permit. 

d. Animals in Category 3 may be provided the 
same medical and surgical care as provided for 
Government owned animals but only as time and 
resources permit. Charges for supplies and 
services will be at the same fee schedule as for 
privately-owned animals. 



F-2. Specific Requirements for HAAMS 
that Regularly Visit or Reside in an MTF 
as a Part of an Ongoing HAB Program 

a. On initial evaluation (and at least semi- 
annually thereafter) animals must be found accept- 
able according to the following criteria as deter- 
mined by a U.S. Army veterinarian: 

(1) Behavioral characteristics (obedient, 
friendly, nonaggressive). Utilize guidelines pro- 
vided in paragraphs F-4 through F-9. 

(2) Physical characteristics. 

(a) Size should be acceptable for the purpose. 

(&) Skin should be free from fleas, ticks, lice, 
mites, and dermatitis. 

(c) Teeth should be clean and gums healthy. 

{d) Immunizations should be current. 

(e) A fecal examination should be performed 
to demonstrate that the animal is free of intestinal 
parasites. 

(/) An annual heartworm check (dogs only) 
must be negative and the animal must be on a 
heartworm preventive as recommended for the 
local area. 

(g) An annual feline leukemia test (cats 
only) must be negative. 

(h) The animal should be free of any other 
medical problems (diarrhea, oculo-nasal discharge, 
etc.). 

b. On each and every visit by a HAAM to any 
MTF utilizing them in one of their regularly sched- 
uled visitation HAB programs, specifically desig- 
nated MTF staff (so designated by the program's 
director (see app E)) will monitor the participating 
animal's acceptability for the program as follows. 
The animal must — 

(1) Have a Veterinary Health Certificate (DD 
Form 2209) certifying that the veterinary exami- 
nations noted in a(2) above have been performed 
within the past 6 months. 

(2) Be acceptable to residents and patients. 

(3) Be obedient, friendly, nonaggressive, and 
must always be behaviorally acceptable for the 
program. 

(4) Be clean and groomed. 

(5) Be free of any kind of illness. If there is 
any question, the animal should not be allowed into 
the MTF until it has been examined and cleared by 
a veterinarian. 



F-l 



TB MED 4 



c. In addition to all of the above described 
requirements, resident animal programs should 
also meet the following criteria: 

(1) An Army veterinarian will perform sani- 
tary inspections of the facility where the HAAM 
resides. Monthly inspections will be required only 
as long as it takes for the Veterinary Corps officer 
to determine that the sanitary procedures being 
followed are adequate. Then the inspections should 
continue on at least a quarterly basis. (For animals, 
birds, or fish permanently confined to cages or 
aquariums, the ongoing frequency of inspection 
may be more or less than quarterly, as determined 
by the veterinarian.) 

(2) The program director will ensure that a 
specific individual or individuals are designated to 
be responsible for feeding, exercising, and other- 
wise meeting all of the needs of the animal. 
Appropriate follow-up should be maintained also 
by the program director and will be an item of 
interest when the sanitary inspections are per- 
formed by the Army Veterinary Corps officer. 

(3) Residents, patients, and staff of institu- 
tions where resident animals live must be educat- 
ed on animal health, sanitation, and HAB princi- 
ples. This will be performed no less than semian- 
nually by a military veterinarian. In cases where 
there is a frequent turnover of staff and/or resi- 
dents and patients, the frequency of education 
sessions should increase accordingly. 

F-3. Specialty Animals in the DOD 

Certain specialty animals are essential to the 
improved functioning of some military family 
members. These specialty animals include guide 



dogs for the blind, hearing dogs, and other handi- 
cap assistance and/or service animals. The military 
medical departments of all branches of service 
should provide leadership in gaining proper recog- 
nition, acceptance, and support of these animals 
throughout the DOD. 

F-4. Temperament Evaluation for Dogs 
to be used in HAB Programs 

*a. For dogs to be placed in resident HAB pro- 
grams, the program director should obtain and fol- 
low the guidance in Guidelines: Animals in 
Nursing Homes. See appendix A. 

*b. For dogs to be utilized in visitation HAB pro- 
grams, the following tests (1 through 9) are pro- 
vided. They are especially applicable for animals 
with unknown backgrounds but are also valuable 
in evaluating other dogs as well. The great vari- 
ances in therapy use and animal behavior do not 
allow these tests to guarantee a correct selection. 
In fact, the response categories that are listed with 
the tests do not include every possible behavior 
that might occur. Tail and ear positions are not list- 
ed in the responses since they have many interpre- 
tations. A wagging tail does not always, for exam- 
ple, indicate a friendly dog. It is therefore ab- 
solutely necessary to utilize an experienced con- 
sultant, such as an animal behaviorist, trainer, or 
veterinarian when assessing the final animal candi- 
dates for an animal facilitated therapy program. 



*Frora Guidelines: Animals in Nursing Homes, A JOINT 
PROJECT OF THE DELTA SOCIETY AND CALIFORNIA 
VETERINARY MEDICAL ASSOCIATION. 



(1) Test 1: Initial Observation. A room or fenced yard with minimal distractions is an appropriate 
testing area. The dog should not be familiar with the area nor should anyone the dog knows be in the vicin- 
ity. Allow the dog to investigate the testing area for a few minutes without the tester present. The tester, 
previously unknown to the dog, should then enter the area, stand still at a discreet distance and observe 
the dog for approximately 15 seconds. Record on figure F-l below the very first response. 

Holds ground 

Approaches tester 

Hackles normal 

Flews (lips) normal f Acceptable 

Sniffs tester 
Retreats 



Crouches 

Hackles up 

Flews (lips) "puffing" 

Moves about "stiff-legged" 

Growls 

Barks 

Avoids eye contact 

Stares at you 

Whines 



Questionable 



F-2 



Figure F—l. Chart 1, Initial Observation 



TB MED 4 



No response 

Is dog housebroken 

(for indoor test site) 



Other 

observations 



Figure F—l. Chart 1, Initial Observation — Continued 

(2) Test 2: Approaching the Dog. After initial, brief observations, approach the dog with a level hand 
extended at dog's nose, palm and fingers pointed downward. Do not "rush" in, but do not approach the dog 
in a cautious or apprehensive manner. Walk up to the dog in a normal stride until your hand is within 6 to 
12 inches of the dog's nose. Say nothing, and wait for the dog to make the next move. 



Extends head or steps forward 

to sniff hand 
Seeks attention by nudging or 

leaning into tester 
Acts playful by barks or actions 
Licks hand 



Acceptable 



Turns head away or tries to 

ignore hand 
Pulls back or retreats 
Growls 

Raises hackles 
Barks (not to be 

confused with playful barking) 
Flews (lips) "puffing" 
Overly exuberant 
Bares teeth (don't confuse with grin) 



Questionable 



Stares at you 
No response 



Other 

observations 



Figure F—2. Chart 2, Approaching the Dog 



(3) Test 3: Handling the Dog. If the dog has not been eliminated by Tests 1 and 2, attempt to pet the 
dog, starting with the top of the head. Use the same attitude described in Test 2. Then pet and brush the 
dog to determine its overall response on especially sensitive areas, such as ears and mouth. 



Enjoys the attention 
Tries to make friends 
Becomes playful 
Enjoys brushing 



} 



Acceptable 



Pulls back or retreats 
Growls 

Flews (lips) "puffing" 
Raises hackles 
Quivers 
Barks 
Cowers 

Rolls over on back 
Submissively urinates 
Snaps, bites 

Overly exuberant (jumps up; 
not calm by end of test) 
Shows whites of eyes 
Overly sensitive to grooming 
of certain areas 
Aloof 



) 



Questionable 



Figure F-3. Chart 3, Handling the Dog 



F-3 



TB MED 4 

Meets you, but with head ^ 

lowered, averted eyes K Other 

Attempts to lick your face J observations 



Figure F—3. Chart 3, Handling the Dog 

(4) Test W- Interacting with the Dog. If the dog has not been eliminated by Test 3, interact with him 
for a few minutes and record your observations. This interaction could include the following: 

(a) See if it will retrieve a ball (a good test of future trainability). Walk away briskly, sit on the 
floor and call the dog (a good test of social attraction) 

(b) Lay the dog down, then roll it over, rub its belly. (Will it allow this subordinate position?) 

(c) Have an assistant place a novel stimulus such as a large stuffed animal or mirror close behind 
the dog when it is distracted. Encourage the dog to investigate. (Does it have self-confidence?) 

(d) Attempt to play tug-of-war with a rag. (Does it play this game aggressively?) How does the 
dog react to sudden arm movement? 

(5) Test 5: Sound Sensitivity. While casually interacting with the dog, have an assistant make a very 
loud noise without warning; for example, hitting a metal pan with a spoon. 

Notices, but continues 
previous activity 

Notices and investigates f Acceptable 

Startles, but recovers quickly 




) 



Flees 

Cowers 

Freezes 

Trembles [ Questionable 

Urinates 

Moves as if to attack 



Other 
observations 



Figure F~-4. Chart 4, Sound Sensitivity 

(6) Test 6: Pain Threshold. While playing with the dog, briefly pinch the webbing between its toes 
or pull a hair from its side to determine pain tolerance. (You will want to know a dog's reaction to sudden 
pain if its tail is accidentally rolled over by a wheelchair, for instance.) 

Tries to pull away, but shows 
forgiveness 

Yelps, but is not aggressive f Acceptable 

Trusts you and allows further petting 




) 



Growls 

Snaps 
Acts fearful 

Acts distrustful 



Questionable 



Other 
observations 



Figure F-5. Chart 5, Pain Threshold 

(7) Test 7: Reacting to Unexpected Events. (Choose (a) or (&).) 

(a) Have the assistant hide around a corner, out of sight, with a noisy utility or shopping cart. Walk 
with the dog toward the intersection, as the assistant rolls the cart in front of the dog as close as possible. 
Record the dog's reactions. 

(b) While the dog is playing with you and distracted, have the assistant hide in a closet or behin 
a door. Lead the dog to within 6 feet of the hiding place and have the assistant suddenly jump out at the 
dog and open an umbrella. Record its reactions. 

F-4 



M 



TB MED 4 

(8) Test 8: Manners. No attempt is made in this test to obedience train the dog. The object is to 
determine if the dog is mannerly enough for a 30-minute visit to the prospective nursing home. If you are 
not knowledgeable in dog training techniques, it may be helpful to have the assistance of a trainer for these 
exercises. The dog's response to these exercises will be an indication of its future trainability. The follow- 
ing are not the only methods to teach these exercises; different dogs may require different techniques. An 
experienced trainer should assist in the eventual training of the dog. 

(a) Equipment: The dog should have a properly fitting collar and be on a leash, preferably one of 
leather or cotton webbing. A buckle collar is probably acceptable for a small or gentle dog, but a larger or 
more exuberant dog may benefit from a slip collar. If a slip collar is used, do not leave it on the dog while it 
is unattended. 

(6) The sit-stay: The dog is placed in a standing position at the left side of the trainer and the leash 
gathered in the right hand so there is just a little slack. The dog is commanded to sit, using the dog's name 
if known, for example, "Rover, Sit!" At the same time, the trainer pulls up and back on the leash and press- 
es down on the dog's hips with the left hand. The dog should be praised for complying. Hold it in the sitting 
position for a few seconds, continuing praise, and using the word "stay" occasionally. Release it after no 
longer than 15 seconds and praise it again. Be consistent with your release words; for example, use "OK." 
Repeat this procedure once or twice, with rest and attention in between. 

(c) Heeling: With the dog sitting at the trainer's left side and the leash gathered up in the right 
hand, command, "Heel." Stepping out with the left foot, walk briskly about, encouraging the dog to stay in 
the area of the left leg. If it fights the leash, slow up and keep encouraging it with pats on your leg and kind 
words of inducement. If it moves ahead or lags behind, get it back into position with little tugs and releas- 
es of the leash. Repeat the command now and then. At one point back up and call the dog, gently tugging 
it to you with the leash to see if it is willing to come when called. Be sure to praise the dog for any success. 
The leash should never be taut for more than a second. If the dog pulls on the lead, use the tug and release 
method, along with praise and encouragement until it complies. Spend no more than 30 seconds on the heel- 
ing drill at a time. Repeat the exercise once or twice, with rest and attention in between. Before and after 
each heeling exercise, place the dog into a sitting position for a few seconds by the method described under 
"sit-stay." 

Observations : 

SAMPLE 

Did the dog fight the lead? Yes No X 

Did it start to assume the heel position after several 30-seeond sessions? Yes X No 

Was it happy to sit, without struggle, even though you had to hold it in position? Yes X No 

Does it seem willing to please and cooperate? Yes X No 

Did it require much encouragement to come when called? Yes No X 

Is the dog mannerly enough at this point for a half-hour visit? Yes X No 

Other comments: 

Rover loves children! 

Figure F—6. Chart 6, Manners (sample) 



F-5 



TB MED 4 

(9) Test 9: Interaction. Overall evaluation of interaction: Rate the dog by your subjective impres- 



sions. 



SAMPLE 

Observation 
No Yes 

Traits 12 3 4 5 6 7 

Aloof (maintains distance, self-assured) X 

Apprehensive (anxious, fearful, shows alarm) X 

Assertive (expresses own needs, noses or paws for attention) X 

Calm (tranquil, composed, not agitated) X 

Dignified (noble, poised, manifests appropriate behavior and manner) X 

Extroverted (interested in others and surroundings) X 

Exuberant (unrestrained high spirits) X 

Gentle (tame, easily handled) X 

Noisy (barks, whines) X 

Playful (willing to initiate or participate in fun and attention) X 

Responsive (reacts to involvement, interacts readily with people) X 

Sociable (enjoys being with people) X 

Trusting (confident with people) X 

Willing to be handled (readily accepts body contact) X 

Figure F—7. Chart 7, Interaction (sample) 

F-5. Temperament Evaluation for Cats to be used in HAB Programs 

*a. For cats to be placed in resident HAB programs, the program director should obtain and follow the 
guidance in Guidelines: Animals in Nursing Homes. See appendix A. 

*b. For cats to be utilized in visitation HAB programs, the following tests (1 through 10) are provided. 
These tests will assist in evaluating the cat's general levels of sociability, aggressiveness, and adaptability; 
but patience is a critical element of the feline evaluation. The cat will require more time than a dog to 
become accustomed to a new environment, so ensure that the cat is given adequate time to become com- 
fortable in the testing area. As with the dog, it is absolutely necessary to utilize an experienced consultant, 
such as an animal behaviorist, trainer, or veterinarian when assessing the final animal candidates for an 
AFT program. 

(1) Test 1: Initial Approach. The cat should be taken from its cage (if caged) and placed in an aver- 
age-sized room for several minutes. The tester should wear ordinary clothes and enter the room in a calm 
manner. The tester should squat down about 5 to 6 feet away and call the cat several times. One hand should 
be extended. 

Makes eye contact 

Vocalizes 

Approaches slowly ^ Acceptable 

Watches you and rolls submissively 

Comes and sniffs hand 

Avoids eye contact 

Retreats or assumes defensive 

position ( Questionable 

Watches you but does not approach 








Other 
observations 



Figure F—8. Chart 8, Initial Approach 




*From Guidelines: Animals in Nursing Homes, A JOINT PROJECT OF THE DELTA SOCIETY AND CALIFORNIA VET- 
ERINARY MEDICAL ASSOCIATION. 

F-6 



TB MED 4 

(2) Test 2: Followup Approach. If the cat does not approach, move closer to the cat (3 feet away) and 
call again. 

Makes eye contact 

Vocalizes 

Approaches slowly y Acceptable 

Comes and sniffs hand 

Watches you and rolls submissively 



) 



Avoids eye contact 
Retreats or assumes defensive 
position 

Watches you but does not approach 
Arches back and/or hisses 



Questionable 



Other 
observations 



Figure F-9. Chart 9, Followup Approach 

(3) Test 3: Friendliness. After approaching or getting the cat to come, extend a hand to the cat. 
(Squat so that the hand is at a lower level than the cat's head.) 

Sniffs hand 

Licks or rubs body against hand 

Rubs head against hand } Acceptable 

Rolls submissively 

Vocalizes 



) 



Retreats or assumes defensive position 
Strikes hand 
Threatens to strike hand 
Bites or attempts to bite hand 



Questionable 



Other 
observations 



Figure F—10. Chart 10, Friendliness 

(4) Test A: Interaction. 

(a) If the cat has been approached and shown no aggressive or defensive postures, proceed. 
Otherwise, try the approach procedure patiently and slowly again. It may be necessary to stay in the room 
and wait until the cat initiates interaction. In any case, if interaction cannot be initiated within 10 to 15 min- 
utes, the cat is probably too shy, fearful, or unhealthy to be a successful placement. 

(b) While talking to the cat, begin to stroke the cat along the head, back, and sides. 

Rubs against your legs or hand 

Begins to purr or meow or chirrup 

Head bumps \. Acceptable 

Circles around you attentively 

Shows initial fear but relaxes soon 



) 



Assumes a threatening or defensive 

position 

Attempts to strike or strikes with paw 

Attempts to bite or bites 

Withdraws 



Questionable 



Other 
observations 



Figure F—1J. Chart 11, Interaction 

F-7 



TB MED 4 

(5) Test 5: Play Initiation. Move away from the cat and move a piece of string along the floor slow- 
ly to initiate play (or toss a ball, though some cats do not know ball games). 



Comes back for more stroking 
Watches the string or ball 
intently 
Chases the string or ball 




) 



Acceptable 



Ignores the string (or ball) 
Attends something else in the 
room and avoids eye contact 



) 



Questionable 



Other 
observations 



Figure F-12. Chart 12, Play Initiation 

(6) Test 6: Sociability, Level I. Call the cat again until it approaches or approach it slowly yourself. 
Begin to stroke it again and if the cat is calm, pick up the cat gently and cradle it against your chest. 

Relaxes 

Makes eye contact 
Extends its paw affectionately 
to your neck and shoulder J Acceptable 



Struggles to escape 
Attempts to strike or strikes 
with paw 
Attempts to bite or bites 



Questionable 




Other 
observations 



Figure F—13. Chart 13, Sociability Level I 

(7) Test 7: Sociability, Level II. Sit down and place the cat on your lap, facing you. Stroke the cat. 



Purrs or rubs against hand 
Makes eye contact 
Rolls submissively 
Stands up to smell face or places 
paw on neck 



Acceptable 



Sits on lap tensely 
Threatens or becomes 
aggressive (bites or scratches) 



) 



Questionable 



Other 
observations 



Figure F-14. Chart 14, Sociability Level II 

(8) Test 8: Adaptability. Place the cat on the floor next to chair. Call and motion with your hands. 

Jumps 

Makes eye contact but remains 

on floor \ Acceptable 

Gets up on hind legs and makes 

contact 




Figure F-15. Chart 15, Adaptability 



F-8 



TB MED 4 



Ignores calls and you | Questionable 

Moves away f 



Other 

observations 



Figure F- 15. Chart 15, Adaptability — Continued 

(9) Test 9: Aggressiveness or Fear, Level I. Place the cat on the floor. Grab its tail firmly and pull with 
a steady pressure. 



Rolls submissively 
Shows no reaction 
Tries to escape or struggle 


} 


Acceptable 


Attempts to strike hand 
Growls or hisses 


) 


Questionable 


Other 
observations 



Figure F—16. Chart 16, Aggressiveness or Fear, Level I 

(10) Test 10: Aggressiveness or Fear, Level II. Place the cat on the floor (not in a carpeted room) . 
Drop a metal box or other object on floor behind the cat when the cat is not looking. If the room is carpet- 
ed, make a loud noise by vocalizing, banging together two objects (like pots) or using some other object in 
the environment. 

Startles but quickly relaxes ^ 

Ignores the noise I Acceptable 

Does not appear to hear the noise | 

Startles then runs to hide 

Startles and then shows a ^ Questionable 

defensive or aggressive 

posture 






Other 
observations 



Figure F~l 7. Chart 17, Aggressiveness or Fear, Level II 

F-6. Selecting Other Species 

Selection of birds and animals other than dogs and cats should be done under the direction of the U.S. Army 
veterinarian. As with the dog and cat, Guidelines: Animals in Nursing Howies, is an excellent resource on 
this subject. 



F-9 



TB MED 4 



APPENDIX G 
THE ONGOING EVALUATION AND FOLLOWUP 



G-l. General Philosophy 

a. It is important to establish within the initial 
project objectives, a method or methods for meas- 
uring the progress of the AFT program(s). These 
objectives can be measured in many forms, from 
positive feedback to emphatic negative feedback 
from the families; or they could be very simple 
such as "to provide companionship," "to facilitate 
interactions," or "to provide sensory stimulation." 
It could be measured in specific actions, such as 
when an autistic child progresses to the point that 
he or she will cross a strange room to pet their 
companion animal, when previously they would not 
even venture into a strange room. 

b. The objective or goal measurements should 
be considered at the onset, should prevent over- 
looking minor changes, or should lead to the devel- 
opment of a sliding scale of parameters. It is impor- 
tant to maintain uniformity in the evaluation 
method and the evaluator's involvement with the 
therapy. Followup on animals placed with patients 
is critical on a weekly basis initially, extending to 
biweekly, and then monthly as the human-animal 
bond develops. 

c. Visiting animal programs should be periodi- 
cally reexamined for effectiveness; it is best to use 
an impartial but informed, pre-briefed evaluator 
for these evaluations, since the new eyes will usu- 
ally see the things the staff take for granted. The 
chief goals or objectives for any AFT followup 
evaluation are to determine how well the animal is 
being integrated into daily activities (socially, 
behaviorally, and physically) and how effective the 
animal has been in facilitating the achievement of 
the original goals and objectives. 

G-2. Resident Animals 

a. The initial period of placement for a resident 
animal may be critical to a good adaptation. Even 
the most carefully chosen and suitable animal may 
develop physical or behavioral problems in adapt- 
ing to a specific healthcare program environment. 
The late Dr. Leo K. Bustad, past President 
Emeritus of the Delta Society and world authority 
on the human-animal bond, had repeatedly report- 
ed that often, regardless of the expertise and 
screening, multiple animals had had to be placed 
with a specific patient before a therapeutic 
partnership was finally achieved. 



b. Creating a predictable environment for the 
animals, as well as giving prompt attention to any 
emerging problems, can facilitate the transition. 
That is why frequent evaluation visitations should 
be made, especially during the early stages of the 
placement. A patient may not have the expertise to 
identify the signs of an emerging problem, but a 
trained (and impartial) evaluator would not only 
identify the signs, but also initiate the preventa- 
tive actions so the problem would never occur in 
the first place. The guidance of a veterinarian, vet- 
erinary technician or other qualified representa- 
tive will be essential in monitoring placements by 
the designated program director. (See app E.) It 
should be remembered that "too much, too soon" 
can be very stressful for some animals. An animal 
should be introduced to the home and allowed to 
become familiar with the new territory at a pace 
comfortable to that particular animal. 

c. The program director should brief the admin- 
istrator, staff, and patients as applicable, concern- 
ing: The acceptance of the animal(s) by patients, 
residents, and/or staff; the quality and quantity of 
interactions with the animal; and any problems 
that have developed since placement. 

d. During the veterinarian's (or his or her quali- 
fied representative's) visit to a resident animal's 
location, the animal should be evaluated for health, 
nutrition, and well-being. The evaluator should see 
if the care and feeding schedules proposed are 
being followed, and make recommendations if they 
are not. Similarly, if there are any people-based 
problems (patient or staff related), such as animal 
abuse or jealousy, they need to be solved promptly. 
Minor problems can often be solved on the spot. 
Others require consultation with the staff, the 
administrators and the patients or residents. If for 
some reason the animal(s) is not adapting well, or 
there are unsolvable people-based problems, dis- 
continuance of the program, removal of the animal, 
or an alternative course of AFT should be consid- 
ered. The overall program director will take the 
lead in solving these problems. 

G-3. Visiting Animals 

a. Monitoring the effectiveness of an animal vis- 
itation program is far more difficult than the resi- 
dent animal program. The visiting animal does not 
have the constant healthcare reinforcement, and 
the animal's health status can change between 



G— 1 



TB MED 4 

visits if the schedule does not provide an appropri- 
ate frequency of exposure. Also, often the visita- 
tions do not occur when a staff member is present, 
which allows for a double standard of behavior by 
both the animal and the volunteer that is handling 
the animal. The program director must consider 
the volunteer when evaluating any visitation pro- 
gram, as well as the management of the program, 
the staff and patient reactions, and the achieving of 
the objectives or goals. 
6. Criteria for evaluation can include — 

(1) Regularity in visitations. 

(2) Reliability in keeping scheduled appoint- 
ments. 

(3) Quality of interactions with patients. 

(4) Cooperation with staff. 

(5) Control and care of the animal. 

(6) Participation in team meetings for patient 
evaluations. 

c. Criteria for evaluation of the management of a 
program can include — 

(1) The ability to accommodate scheduled vis- 
itations and requests for visits. 

(2) Success in establishing mutually agreeable 
rules and objectives. 

(3) Effective handling of behavioral problems 
as they develop. 

(4) The ability to respond to changing situa- 
tions while maintaining an acceptable quality of 
care in the patient care delivery system. 

d. Criteria for the evaluation of the visiting ani- 
mal can include — 

(1) Suitability of temperament. 

(2) Behavior exhibited during visitations. 

(3) Development of rapport with patients. 

(4) Enjoyment of visit. 

(5) Health status. 

e. In evaluating the reactions of staff and 
patients, flexibility is essential, but criteria that 
may be applied includes — 

(1) Support and involvement of the staff in the 
program. 

(2) Number of requested visits by the 
patients. 



(3) The number of referrals by the staff. 

(4) The desire by patients for continuation of 
the program. 

(5) The perceived satisfaction of the patients. 

(6) The satisfaction (personally and profes- 
sionally) by staff members with the program. 

/. Criteria for determining the effectiveness of 
specific AFT programs utilizing objective meas- 
ures are only limited by the imagination of 
involved healthcare professionals. Consultation 
with local Health Care Studies and Investigation 
Activities, local universities, or with the Adviser to 
the U.S. Army Surgeon General on Human-Animal 
Bond Issues can help interested parties in formu- 
lating meaningful objective research projects. The 
Adviser to the U.S. Army Surgeon General can be 
contacted through the Office of the Chief, U.S. 
Army Veterinary Corps, ATTN: DODVSA, 5109 
Leesburg Pike, Falls Church, VA 22041-3258, 
DSN 761-3056. 

G-4. Conclusion 

a. A good AFT program has no conclusion; it 
only has some satisfied participants that share 
their existence with an animal friend. When the 
healthcare facility has achieved the initial goals or 
objectives of the program, the program can be 
recycled, or it can be enlarged, or it can even be 
curtailed. Whatever the final decision, the health- 
care facility should share the final results not only 
with the interdisciplinary healthcare community, 
but also with the military and civilian community 
as a whole. 

b. There are no shortcuts to the establishment 
or operation of effective programs. They all 
demand careful planning, implementation, evalua- 
tion, and general administrative oversight. The 
outcome is worth the effort. Experience has shown 
that effective programs result in a genuine patient- 
animal partnership, with an improvement in the 
quality of life for thousands of patients, and an 
enrichment in the lives of the people and animals 
involved. 






G-2 



TB MED 4 

GLOSSARY 



Section I 
Abbreviations 

AFT 

animal facilitated therapy 

AMEDD 

Army Medical Department 

BAMC 

Brooke Army Medical Center 

CDS 

child development services 

DOD 

Department of Defense 

HAAM 

health assistance animal in the military 

HAB 

human-animal bond 

MACOM 

major Army command 

MEDCOM 

U.S. Army Medical Command 

MTF 

military treatment facility 

VETCOM 

U.S. Army Veterinary Command 

Section II 
Terms 

Animal facilitated therapy (AFT) 

The utilization of animals in facilitating the recovery of human patients from physical, mental, or social ill- 
ness. In cases where recovery is not likely or possible (that is, terminal patients) animals may be utilized to 
increase the quality of the patient's remaining life. AFT also includes the utilization of animals as a form of 
preventive medicine for certain humans that might be otherwise at high risk for illness. 

Health assistance animal in the military (HAAM) 

Animals certified by U.S. Army veterinarians as meeting requirements for use in officially sanctioned HAB 
therapy programs. (See app F.) 

Human-animal bond (HAB) 

Programs that involve the interactions between people and animals, their attachments, and the significance 
of the bond in mental, social, and physical health (to include animal facilitated therapy). 



Glossary-1 



TB MED 4 

INDEX 

This index is organized alphabetically by topic and subtopic. Topics and subtopics are identified by para- 
graph number. 

AFT, See animal facilitated therapy 

Animal assisted therapy, See Animal facilitated therapy 

Animal facilitated therapy, 1-2, 2-1 

Delta Society, l-2e 

Diagnosis and referral, 2-2 

Grief from pet loss, 2-2a, 2-26 

Guide dogs for the blind, 2-3a, F-la(3), F-3 

HAAMs, See Health assistance animals in the military 

HAB programs. See Human-animal bond programs 

Handicap assistance animals, F-la(3), F-3 

Health assistance animals in the military, app F 

Hearing dogs, 2-3a, F-la(3), F-3 

Human-animal bond programs 

Definition of, glossary-1 

Family and individuals, 2-2 

History of, 1-2 

Official sanctioning of, app E 

Procedures for involvement in, 3-1, 3~2 

Research protocols for, app D 

Therapy, 2-1 

Utility, 2-3 
Legal implications of animal facilitated therapy, l-2/(l) 
Mascots, 2-36, 2-3c 

Medical treatment facilities and animal visitation, 2-16, 2-lc 
Mental healthcare teamwork, 2-2 
Military working dogs, 2-3a 
Pets in the lives of the family or individual, 2-2 
Pets at transfer time, 2-26, app C 

Pet assisted psychotherapy, See animal facilitated therapy 
Pet therapy, See Animal facilitated therapy 
Seeing eye dogs, See Guide dogs for the blind 
Social lubricant, 2-16 
Specialty animals, F-la(3), F-3 
Therapeutic horsemanship, 2-la (4) 
Therapy, 2-ld 



Index- 1 



TB MED 4 

By Order of the Secretary of the Army: 



ERIC K. SHINSEKI 

General, United States Army 
Chief of Staff 



Official: 



JOEL B. HUDSON 

Administrative Assistant to the 
Secretary of the Army 



DISTRIBUTION: 

To be distributed in accordance with Initial Distribution Number (IDN) 343481, requirements for TB 
MED 4. 



PIN: 069058